RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••• S•• P•••
- V••••••• A•••••••• I••• BD affiliated currentsince Feb 4, 2026 · Charlotte, Nc
- F••••• I••••••••• independent RIASep 20, 2022 to Jun 26, 2024 · Plano, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 2, 2019 to May 23, 2022 · Durham, Nc
- F••••• I••••••••• to V••••••• A•••••••• I•••left Jun 26, 2024, registered Feb 4, 2026 (588 days) · RIA to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left May 23, 2022, registered Sep 20, 2022 (120 days) · Affiliated broker-dealer or bank to independent RIA
- H••• S•• P••• left F••••• I••••••••• for V••••••• A•••••••• I••• (registered 2026-02-04)Jun 26, 2024 · Advisor changed firm · fact
- H••• S•• P••• left F••••••• P••••••• A•• W•••••••• A••••••• for F••••• I••••••••• (registered 2022-09-20)May 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address