RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• A•••••• O••••••• M•••••
- B••••• P••••• I••••••••• A•••••• L•• mixed wealth currentsince Aug 7, 2025 · Miami, Fl
- L•••••• W••••• M••••••••• L•• independent RIAOct 15, 2021 to Aug 4, 2023 · Coral Gables, Fl
- W•••• F•••• A••••••• wirehouseMay 31, 2019 to Sep 13, 2021 · Miami, Fl
- L•••••• W••••• M••••••••• L•• to B••••• P••••• I••••••••• A•••••• L••left Aug 4, 2023, registered Aug 7, 2025 (734 days) · Other
- W•••• F•••• A••••••• to L•••••• W••••• M••••••••• L••left Sep 13, 2021, registered Oct 15, 2021 (32 days) · Wirehouse to independent RIA
- M•••• A•••••• O••••••• M••••• left L•••••• W••••• M••••••••• L•• for B••••• P••••• I••••••••• A•••••• L•• (registered 2025-08-07)Aug 4, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address