RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Nov 17, 2025 · Huntsville, Al
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 9, 2023 to Nov 13, 2025 · Minneapolis, Mn
- E••••• J•••• national BDApr 9, 2019 to Oct 8, 2023 · Madison, Al
- T••••••• I••••••••• M••••••••• I••• to E••••• J••••left Nov 13, 2025, registered Nov 17, 2025 (4 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to T••••••• I••••••••• M••••••••• I•••left Oct 8, 2023, registered Oct 9, 2023 (1 days) · Affiliated broker-dealer or bank to another
- K•••• W•••••••• left T••••••• I••••••••• M••••••••• I••• for E••••• J•••• (registered 2025-11-17)Nov 13, 2025 · Advisor changed firm · fact
- K•••• W•••••••• left E••••• J•••• for T••••••• I••••••••• M••••••••• I••• (registered 2023-10-09)Oct 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address