DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carilynn Lape

Strategic Advisers LLCnational BDSalt Lake City, Ut dual registrantIAPD 7065662

Feed of 09/15/2026

At current firm

0 y

since Oct 24, 2025

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Oct 24, 2025 · Salt Lake City, Ut
LPL Financial LLC BD affiliated
Mar 31, 2025 to Jun 10, 2025 · Salt Lake City, Ut
Summit Global Investments, LLC mixed wealth
Dec 18, 2023 to Mar 19, 2025 · Bountiful, Ut
Fidelity Personal And Workplace Advisors former
Mar 24, 2023 to Dec 13, 2023 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Strategic Advisers LLC
left Jun 10, 2025, registered Oct 24, 2025 (136 days) · Affiliated broker-dealer or bank to another
Summit Global Investments, LLC to LPL Financial LLC
left Mar 19, 2025, registered Mar 31, 2025 (12 days) · RIA to affiliated broker-dealer or bank · moved with a team
Fidelity Personal And Workplace Advisors to Summit Global Investments, LLC
left Dec 13, 2023, registered Dec 18, 2023 (5 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Carilynn Lape left Lpl Financial Llc for Strategic Advisers Llc (registered 2025-10-24)
Jun 10, 2025 · Advisor changed firm · fact
Carilynn Lape left Summit Global Investments, Llc for Lpl Financial Llc (registered 2025-03-31)
Mar 19, 2025 · Advisor changed firm · fact
Carilynn Lape left Fidelity Personal And Workplace Advisors for Summit Global Investments, Llc (registered 2023-12-18)
Dec 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address