M•••• J• Z••••

• W•••• F•••• A••••••• wirehouse current
  since Sep 25, 2023 · Troy, Oh
• M••••• S•••••• wirehouse
  Dec 1, 2020 to Oct 4, 2023 · Columbus, Oh
• C••••••• S••••••••• I••• BD affiliated
  Aug 27, 2019 to Sep 11, 2020 · Westlake, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 22, 2019 to Aug 27, 2019 · Pepper Pike, Oh

• M••••• S•••••• to W•••• F•••• A•••••••
  left Oct 4, 2023, registered Sep 25, 2023 (-9 days) · Wirehouse to wirehouse · moved with a team
• C••••••• S••••••••• I••• to M••••• S••••••
  left Sep 11, 2020, registered Dec 1, 2020 (81 days) · Affiliated broker-dealer or bank to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
  left Aug 27, 2019, registered Aug 27, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  Oct 4, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address