RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• S•••• T•••••••
- O•••••• C•••••• M••••••••• L•• other currentsince May 4, 2009 · O••••••, Pa
- N••••••• I••••••••• A•••••••• I••• unclassifiedApr 7, 2005 to May 1, 2009 · Wexford, Pa
- M•••• C••••••• A••••••• S•••••• BD affiliatedOct 23, 2003 to Dec 19, 2003 · Gibsonia, Pa
- N••••••• I••••••••• A•••••••• I••• to O•••••• C•••••• M••••••••• L••left May 1, 2009, registered May 4, 2009 (3 days) · Other
- M•••• C••••••• A••••••• S•••••• to N••••••• I••••••••• A•••••••• I•••left Dec 19, 2003, registered Apr 7, 2005 (475 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address