DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O•••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Apr 6, 2010
RAUM
$3.1B
reported, Item 5.F
Discretionary
17%
of RAUM
Private clients
16%
$499M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$309M
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$3.1B as of Mar 30, 2026
Mar 30, 2012$100M then
HNW client RAUM$453M as of Mar 30, 2026
Mar 29, 2018$177M then
State-registered IARs (5.B.3)10 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)19 as of Mar 30, 2026
Mar 27, 20135 then
Private funds1 as of Mar 30, 2023
Mar 30, 20122 then
RAUM +390% over the last fiscal year+89% a year over threeIARs 6 to 10offices 2 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $309MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 17%derivedof RAUM
- Institutional
- 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +390%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $596,512, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$1.1B34%
- Pension and profit-sharing plans$763M25%
- Corporations and businesses$718M23%
- High-net-worth individuals$453M15%
- State and municipal entities$47.8M1.5%
- Individuals$45.8M1.5%
- Individual clients
- 169reported
- HNW clients
- 117reported
- Pension plan clients
- 5reported
- Charitable clients
- 8reported
- Accounts
- 994reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $596,512 for 4 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.16 fund_share=0.0 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••••• J•• K••••••Chartered Financial Analyst | O••••••, Pa | Jan 20, 2004 | 30 y | 0 |
| T••••• S•••• T••••••• | O••••••, Pa | May 4, 2009 | 45 y | 2 |
| M•••••• G••••• L•••••• | O••••••, Pa | Apr 8, 2010 | 40 y | 0 |
| G••• M•••• K•••••• | O••••••, Pa | Dec 9, 2016 | 27 y | 1 |
| K••• R•••••• R••••••Chartered Financial Analyst | O••••••, Pa | May 5, 2021 | 11 y | 0 |
| M•••••• T••••• K••••••• | O••••••, Pa | Aug 7, 2023 | 14 y | 0 |
| P•••••• W•••••• F•••••Chartered Financial Analyst | Pittsburgh, Pa | Oct 14, 2025 | 25 y | 2 |
| J•••• E••••• K•••Chartered Financial Analyst | Pittsburgh, Pa | Oct 14, 2025 | 41 y | 1 |
| D••••• K•••• D•••Chartered Financial Analyst | Pittsburgh, Pa | Oct 14, 2025 | 34 y | 1 |
| N••••• D•••• G••••• | O••••••, Pa | Mar 30, 2026 | 12 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G••••• J••••• L•••• to C••••••••• F•••••••• N••••••Mar 18, 2021 · RIA to affiliated broker-dealer or bank
- G•••• C•••••• M••••••• to M••••• O•• S••••• A•••••• I••••••••• C••••••Jan 23, 2018 · Other
- A••••• M•••• G••••• to S•••••••• D•••• W••••• M••••••••• A•••••••• L•Jan 23, 2018 · Other
- K•••••• L••• U•••• to S•••• T•••• I•••••••••Mar 27, 2013 · Other
Joined, latest
- D••••• K•••• D••• from B••••••••• I••••••••• C•••••••••Oct 14, 2025 · Other
- P•••••• W•••••• F••••• from B••••••••• I••••••••• C•••••••••Oct 14, 2025 · Other
- J•••• E••••• K••• from B••••••••• I••••••••• C•••••••••Oct 14, 2025 · Other
- G••• M•••• K•••••• from T•••••••• A••••••• G••••• I•••Dec 9, 2016 · Other
- A••••• M•••• G••••• from T•••••••• A••••••• G••••• I•••Nov 14, 2016 · Other
- G•••• C•••••• M••••••• from M••••• S••••••Jan 9, 2014 · Other
- G••••• J••••• L•••• from O••••••••• • C•• I•••Apr 22, 2010 · Other
- T••••• S•••• T••••••• from N••••••• I••••••••• A•••••••• I•••May 4, 2009 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B••••••••• I••••••••• C•••••••••Dec 3, 2025 · Pittsburgh, Pa
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• F•••• L•no longer reported | Hedge Fund | $225,343 | 3 | Mar 30, 2012 |
| O•••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $214,366 | 6 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K••••••• L•••••••• J•• · Managing Membercontrolsince 06/2002 · owns 75% or more
- K••••••• G•••• M•••• · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- D•••••• M•••• C••••••••• · Member/Passivesince 03/2006 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| O••••••, Pa · principal | 10 | 4 | 0 | ||
| Pittsburgh, Pa | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL1 employees
- Washington, DC1 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- RAUM up clients flatCombination · filing Mar 30, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $630,551,738 to $3,086,575,180, advisors 6 to 10, private clients 273 to 286, offices 2 to 1 (2025-03-27 to 2026-03-30)peers: other advisers, $1B to $5B (247)
- wealth to institutional shiftCombination · filing Mar 30, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $630,551,738 to $3,086,575,180, advisors 6 to 10, private clients 273 to 286, offices 2 to 1 (2025-03-27 to 2026-03-30)peers: other advisers, $1B to $5B (247)
- advisor count surgeChange between filings · filing Mar 30, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 10.0 (+67.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was 0.0% (44 comparable advisers, 95.0th percentile of changes)peers: other advisers, $1B to $5B (44) · 95% percentile
- client mix shiftChange between filings · filing Mar 30, 2026private-client share of RAUM moved from 71.0% to 16.0% between the annual amendments of 2025-03-27 and 2026-03-30peers: other advisers, $1B to $5B (247)
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 75.0% to 17.0% between the annual amendments of 2025-03-27 and 2026-03-30peers: other advisers, $1B to $5B (247)
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 10.0 to 19.0 (+90.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was 0.0% (152 comparable advisers, 100.0th percentile of changes)peers: other advisers, $1B to $5B (152) · 100% percentile
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 64.0% to 15.0% between the annual amendments of 2025-03-27 and 2026-03-30peers: other advisers, $1B to $5B (247)
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 29.0% to 84.0% between the annual amendments of 2025-03-27 and 2026-03-30peers: other advisers, $1B to $5B (247)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $630,551,738 to $3,086,575,180 (+390.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +11.0% (231 comparable advisers, 98.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 975 to 994Nov 3, 2025 to Mar 30, 2026
- Charity clients · 9 to 8Nov 3, 2025 to Mar 30, 2026
- Corporate clients · 4 to 3Nov 3, 2025 to Mar 30, 2026
- HNW clients · 116 to 117Nov 3, 2025 to Mar 30, 2026
- Individual clients · 168 to 169Nov 3, 2025 to Mar 30, 2026
- Assets in custody · $304,381 to $596,512Nov 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $513M to $532MNov 3, 2025 to Mar 30, 2026
- HNW RAUM · $436M to $453MNov 3, 2025 to Mar 30, 2026
- Individual RAUM · $45.5M to $45.8MNov 3, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.6B to $2.6BNov 3, 2025 to Mar 30, 2026
- Pension RAUM · $737M to $763MNov 3, 2025 to Mar 30, 2026
- RAUM · $3.1B to $3.1BNov 3, 2025 to Mar 30, 2026
- Accounts · 1,011 to 975Mar 27, 2025 to Nov 3, 2025
- Advisory employees · 6 to 16Mar 27, 2025 to Nov 3, 2025
- Charity clients · 3 to 9Mar 27, 2025 to Nov 3, 2025
- Corporate clients · 1 to 4Mar 27, 2025 to Nov 3, 2025
- HNW clients · 114 to 116Mar 27, 2025 to Nov 3, 2025
- Individual clients · 159 to 168Mar 27, 2025 to Nov 3, 2025
- Assets in custody · $379,156 to $304,381Mar 27, 2025 to Nov 3, 2025
- Employees · 10 to 19Mar 27, 2025 to Nov 3, 2025
- State-registered IARs · 6 to 10Mar 27, 2025 to Nov 3, 2025
- Other offices · 2 to 1Mar 27, 2025 to Nov 3, 2025
- Discretionary RAUM · $470M to $513MMar 27, 2025 to Nov 3, 2025
- HNW RAUM · $405M to $436MMar 27, 2025 to Nov 3, 2025
- Individual RAUM · $42.0M to $45.5MMar 27, 2025 to Nov 3, 2025
- Non-discretionary RAUM · $160M to $2.6BMar 27, 2025 to Nov 3, 2025
- Pension RAUM · $142M to $737MMar 27, 2025 to Nov 3, 2025
- RAUM · $631M to $3.1BMar 27, 2025 to Nov 3, 2025
- Accounts · 882 to 1,011Aug 2, 2024 to Mar 27, 2025
- Advisory employees · 7 to 6Aug 2, 2024 to Mar 27, 2025
- Advisory activities · 6 to 5Aug 2, 2024 to Mar 27, 2025
- Charity clients · unset to 3.0Aug 2, 2024 to Mar 27, 2025
- Corporate clients · unset to 1.0Aug 2, 2024 to Mar 27, 2025
- HNW clients · 115 to 114Aug 2, 2024 to Mar 27, 2025
- Individual clients · 157 to 159Aug 2, 2024 to Mar 27, 2025
- Assets in custody · $839,697 to $379,156Aug 2, 2024 to Mar 27, 2025
- Employees · 11 to 10Aug 2, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 26-50Aug 2, 2024 to Mar 27, 2025
- State-registered IARs · 7 to 6Aug 2, 2024 to Mar 27, 2025
- Discretionary RAUM · $393M to $470MAug 2, 2024 to Mar 27, 2025
Signals
2 dated events
- 2 advisors left B••••••••• I••••••••• C••••••••• (Pittsburgh, PA) for O•••••• C•••••• M••••••••• L•• on the same dayDec 3, 2025 · Team lift-out · derived
- O•••••• C•••••• M••••••••• L•• reported RAUM $3.1B, up 398% from $630.6M (2025-03-27 to 2025-11-03)Nov 3, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- bilkeykatz.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (412) 828-5550reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $309Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026