RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• E• W••••••
- C••••• F•••••••• independent RIA currentsince May 29, 2025 · Kansas City, Mo
- B•••••• I••••••••• G•••• formerMar 8, 2022 to May 30, 2025 · Overland Park, Ks
- E••••• J•••• national BDAug 26, 2019 to Mar 10, 2022 · Overland Park, Ks
- B•••••• I••••••••• G•••• to C••••• F••••••••left May 30, 2025, registered May 29, 2025 (-1 days) · RIA to RIA
- E••••• J•••• to B•••••• I••••••••• G••••left Mar 10, 2022, registered Mar 8, 2022 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••• E• W•••••• left B•••••• I••••••••• G•••• for C••••• F•••••••• (registered 2025-05-29)May 30, 2025 · Advisor changed firm · fact
- S•••••• E• W•••••• left E••••• J•••• for B•••••• I••••••••• G•••• (registered 2022-03-08)Mar 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address