RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• D•••••• L••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerApr 21, 2021 to Aug 21, 2025 · Memphis, Tn
- C••• B•••••••• S•••••••• I••• formerOct 1, 2020 to Apr 20, 2021 · Memphis, Tn
- E••••• J•••• national BDOct 14, 2019 to Jul 29, 2020 · Oxford, Ms
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- C••• B•••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••left Apr 20, 2021, registered Apr 21, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to C••• B•••••••• S•••••••• I•••left Jul 29, 2020, registered Oct 1, 2020 (64 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address