DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••• A•••••••
Feed of 09/14/2026
Also filed as C••• A•••••••
At current firm
0 y
since May 6, 2026
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 6, 2026 · Jacksonville, Fl
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 23, 2026 · Saint Augustine, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 7, 2022 to Mar 31, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 30, 2020 to Dec 2, 2021 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to W•••• F•••• A•••••••left Apr 23, 2026, registered May 6, 2026 (13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 2, 2021, registered Mar 7, 2022 (95 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- C••• A••••••• left S•••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2026-05-06)Apr 23, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address