RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A•••••• C••••••••
- C•••••• S••••• • C••• I••• national BD currentsince Sep 6, 2025 · Dallas, Tx
- V••••••• A•••••••• I••• BD affiliatedApr 29, 2022 to Sep 5, 2025 · Scottsdale, Az
- T••••••• A•••••• N••••••• L•• BD affiliatedJun 23, 2020 to Apr 18, 2022 · Minneapolis, Mn
- P•• A••••••• S•••••••• L•• independent RIADec 7, 2019 to Jul 2, 2020 · Albany, Ny
- E•••••••• A•••••••• L•• national BDJul 11, 2019 to Oct 31, 2019 · Dallas, Tx
- V••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Sep 5, 2025, registered Sep 6, 2025 (1 days) · Affiliated broker-dealer or bank to another
- T••••••• A•••••• N••••••• L•• to V••••••• A•••••••• I•••left Apr 18, 2022, registered Apr 29, 2022 (11 days) · Affiliated broker-dealer or bank to another
- P•• A••••••• S•••••••• L•• to T••••••• A•••••• N••••••• L••left Jul 2, 2020, registered Jun 23, 2020 (-9 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to P•• A••••••• S•••••••• L••left Oct 31, 2019, registered Dec 7, 2019 (37 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••••••• A•••••• C•••••••• left V••••••• A•••••••• I••• for C•••••• S••••• • C••• I••• (registered 2025-09-06)Sep 5, 2025 · a•••••• firm change · fact
- J••••••• A•••••• C•••••••• left T••••••• A•••••• N••••••• L•• for V••••••• A•••••••• I••• (registered 2022-04-29)Apr 18, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address