H••••• P••• G•••••

• I••••••••• W••••• C••••••• L•• independent RIA current
  since Dec 1, 2016 · Waltham, Ma
• O•••• F•• I••• former
  Mar 2, 2009 to Oct 21, 2016 · Waltham, Ma
• O•••• F•• I••• former
  May 3, 2005 to May 29, 2009 · Waltham, Ma
• 1••• C•••••• M••••••••• C•••••• unclassified
  Apr 3, 1998 to Mar 31, 2005 · Newton, Ma

• O•••• F•• I••• to I••••••••• W••••• C••••••• L••
  left Oct 21, 2016, registered Dec 1, 2016 (41 days) · corporate re-registration, not a move
• O•••• F•• I••• to O•••• F•• I•••
  left May 29, 2009, registered Mar 2, 2009 (-88 days) · Other
• 1••• C•••••• M••••••••• C•••••• to O•••• F•• I•••
  left Mar 31, 2005, registered May 3, 2005 (33 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address