DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• M•••••• M••••

M•••• W••••• M••••••••• L••independent RIANaples, FlIA-onlyIAPD 709062

Feed of 09/14/2026

Also filed as Tom M••••

At current firm

4 y

since Aug 22, 2022

In the industry

43 y

since Feb 21, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chairman | CEO | CIOreportedmoranwm.comfirm site, Sep 15, 2026
Designations: AIFreportedmoranwm.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 30reportedmoranwm.com“With over 30 years of experience in financial services, Tom Moran serves as Chairman, CEO, and Chief Investment Officer of Moran Wealth Management®, an independent Registered Investment Advisory (RIA) firm dedicated to servin”
Professional profile: moranwm.com/member/thomas-moranreportedmoranwm.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

M•••• W••••• M••••••••• L•• independent RIA current
since Aug 22, 2022 · Naples, Fl
W•••• F•••• A••••••• wirehouse
Nov 15, 2018 to Aug 30, 2022 · Naples, Fl
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Nov 15, 2018 · Naples, Fl
P••••••••• E••••• G••••• L•• unclassified
Apr 17, 1984 to Jul 1, 2003 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to M•••• W••••• M••••••••• L••
left Aug 30, 2022, registered Aug 22, 2022 (-8 days) · Wirehouse to independent RIA · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Nov 15, 2018, registered Nov 15, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

T••••• M•••••• M•••• left W•••• F•••• A••••••• for M•••• W••••• M••••••••• L•• (registered 2022-08-22)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address