RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 9, 2026 · South Jordan, Ut
- W•••• F•••• A••••••• wirehouseJan 23, 2025 to Jul 6, 2026 · Salt Lake City, Ut
- M••••• S•••••• wirehouseFeb 7, 2022 to Oct 2, 2024 · South Jordan, Ut
- W•••• F•••• A••••••• to M••••• S••••••left Jul 6, 2026, registered Jul 9, 2026 (3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 2, 2024, registered Jan 23, 2025 (113 days) · Wirehouse to wirehouse
- J•••• H•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2026-07-09)Jul 6, 2026 · Advisor changed firm · fact
- J•••• H•••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2025-01-23)Oct 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address