RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••• independent RIA currentsince Aug 11, 2025 · Los Angeles, Ca
- E•••••• F•••••••• E•••••• independent RIAJun 26, 2020 to Aug 28, 2025 · Phoenix, Az
- L••••••• F•••••••• A•••••••• L•• state registeredOct 31, 2019 to May 15, 2020 · Scottsdale, Az
- A•••• S•••••• C••••••• L•• formerMay 22, 2019 to Sep 6, 2019 · Scottsdale, Az
- E•••••• F•••••••• E•••••• to L•••left Aug 28, 2025, registered Aug 11, 2025 (-17 days) · RIA to RIA
- L••••••• F•••••••• A•••••••• L•• to E•••••• F•••••••• E••••••left May 15, 2020, registered Jun 26, 2020 (42 days) · Other
- A•••• S•••••• C••••••• L•• to L••••••• F•••••••• A•••••••• L••left Sep 6, 2019, registered Oct 31, 2019 (55 days) · RIA to a state-registered adviser
- R••• P•••••• C••••••• left E•••••• F•••••••• E•••••• for Lido (registered 2025-08-11)Aug 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address