DFX Intelligence
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Registered advisor
K•••••• R•••••• D••••
Feed of 09/14/2026
Also filed as K•••• R• D••••••••• R• D••••••••• R•••••• D••••
At current firm
0 y
since Dec 2, 2025
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 2, 2025 · Marietta , Ga
- E••••• J•••• national BDAug 20, 2025 to Dec 4, 2025 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Dec 4, 2025, registered Dec 2, 2025 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedDec 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address