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Feed of 09/14/2026
Also filed as N••••• John B••••••
At current firm
1 y
since Sep 8, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 8, 2025 · Sartell, Mn
- M••••• S•••••• wirehouseSep 5, 2023 to Aug 5, 2025 · Bloomington, Mn
- E•••••• C•••••• M••••••••• L•• formerMar 1, 2022 to Sep 5, 2023 · Bloomington, Mn
- P•••• S••••••••• L•• no RAUMOct 13, 2020 to Apr 26, 2021 · St. Louis Park, Mn
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E••••• J••••left Aug 5, 2025, registered Sep 8, 2025 (34 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••left Apr 26, 2021, registered Mar 1, 2022 (309 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- N••••• J• B•••••• left M••••• S•••••• for E••••• J•••• (registered 2025-09-08)Aug 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address