RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• G•••••••
- C•••••• S••••• • C••• I••• national BD currentsince May 20, 2025 · Lone Tree, Co
- U••• I••••••••• S••••••• C•••••• no RAUMAug 31, 2023 to Apr 21, 2025 · Colorado Springs, Co
- J••• M••••• S••••••••• L•• wirehouseFeb 8, 2021 to Feb 17, 2022 · Naples, Fl
- U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••left Apr 21, 2025, registered May 20, 2025 (29 days) · Other
- J••• M••••• S••••••••• L•• to U••• I••••••••• S••••••• C••••••left Feb 17, 2022, registered Aug 31, 2023 (560 days) · Other
- A•••••••• G••••••• left U••• I••••••••• S••••••• C•••••• for C•••••• S••••• • C••• I••• (registered 2025-05-20)Apr 21, 2025 · Advisor changed firm · fact
- A•••••••• G••••••• left J••• M••••• S••••••••• L•• for U••• I••••••••• S••••••• C•••••• (registered 2023-08-31)Feb 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address