DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• S••••

W•••• F•••• A•••••••wirehouseSt. Louis, Modual registrantIAPD 7111931

Certified Financial Planner

Feed of 09/14/2026

Also filed as Nicholas Michael Stork

At current firm

0 y

since Jun 10, 2026

In the industry

16 y

since Jan 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 10, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Jan 6, 2026 to Apr 29, 2026 · St. Louis, Mo
O•••• W•••••• I••• BD affiliated
Dec 12, 2024 to Feb 10, 2025 · St. Louis, Mo
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 4, 2022 to Dec 5, 2024 · O'Fallon, Mo
P•••••••• L•• independent RIA
May 4, 2021 to Aug 24, 2021 · Saint Louis, Mo
E••••• J•••• national BD
Jun 9, 2020 to Apr 12, 2021 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to W•••• F•••• A•••••••
left Feb 10, 2025, registered Jan 6, 2026 (330 days) · Affiliated broker-dealer or bank to wirehouse
C•••••••• G••••• M•••••• I••• to O•••• W•••••• I•••
left Dec 5, 2024, registered Dec 12, 2024 (7 days) · Affiliated broker-dealer or bank to another
P•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Aug 24, 2021, registered Feb 4, 2022 (164 days) · RIA to affiliated broker-dealer or bank
E••••• J•••• to P•••••••• L••
left Apr 12, 2021, registered May 4, 2021 (22 days) · Affiliated broker-dealer or bank to independent RIA

Signals

N••••••• S•••• left O•••• W•••••• I••• for W•••• F•••• A••••••• (registered 2026-01-06)
Feb 10, 2025 · Advisor changed firm · fact
N••••••• S•••• left C•••••••• G••••• M•••••• I••• for O•••• W•••••• I••• (registered 2024-12-12)
Dec 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address