RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G• S•••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jun 2, 2025 · Tampa, Fl
- C••• F•••••••• S•••••••• L••• formerJul 2, 2024 to Mar 7, 2025 · San Diego, Ca
- M••••• S•••••• wirehouseJun 9, 2021 to Jul 2, 2024 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseMar 4, 2021 to May 20, 2021 · Tampa, Fl
- C••• F•••••••• S•••••••• L••• to C•••••••• G••••• M•••••• I•••left Mar 7, 2025, registered Jun 2, 2025 (87 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to C••• F•••••••• S•••••••• L•••left Jul 2, 2024, registered Jul 2, 2024 (0 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left May 20, 2021, registered Jun 9, 2021 (20 days) · Wirehouse to wirehouse · moved with a team
- T••••• G• S••••••• left C••• F•••••••• S•••••••• L••• for C•••••••• G••••• M•••••• I••• (registered 2025-06-02)Mar 7, 2025 · Advisor changed firm · fact
- T••••• G• S••••••• left M••••• S•••••• for C••• F•••••••• S•••••••• L••• (registered 2024-07-02)Jul 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address