RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••••• L••••
- F••••••• I••••••••• W••••• A•••••• L•• mixed wealth currentsince Jun 9, 2025 · Scottsdale, Az
- B••••••••• P••••••• independent RIAJul 15, 2021 to Jan 10, 2025 · Waltham, Ma
- B••••••••• P••••••• to F••••••• I••••••••• W••••• A•••••• L••left Jan 10, 2025, registered Jun 9, 2025 (150 days) · RIA to RIA
- I••••• L•••• left B••••••••• P••••••• for F••••••• I••••••••• W••••• A•••••• L•• (registered 2025-06-09)Jan 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address