RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Sep 30, 2025 · Boston, Ma
- B••••• H••• C•••••• L•• formerNov 2, 2022 to Oct 2, 2025 · Boston, Ma
- M••••• S•••••• wirehouseOct 15, 2020 to Oct 19, 2022 · Wellesley, Ma
- B••••• H••• C•••••• L•• to C••••••left Oct 2, 2025, registered Sep 30, 2025 (-2 days) · RIA to RIA · moved with a team
- M••••• S•••••• to B••••• H••• C•••••• L••left Oct 19, 2022, registered Nov 2, 2022 (14 days) · Wirehouse to independent RIA
- R••••• A• B•••••• left B••••• H••• C•••••• L•• for Corient (registered 2025-09-30)Oct 2, 2025 · Advisor changed firm · fact
- R••••• A• B•••••• left M••••• S•••••• for B••••• H••• C•••••• L•• (registered 2022-11-02)Oct 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address