DFX Intelligence
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Registered advisor
T••• N•••••
Feed of 09/15/2026
Also filed as T••• N•••••
At current firm
4 y
since Dec 15, 2021
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 15, 2021 · Lincoln, Ne
- E•••••• A••••••• G••••• L•• BD affiliatedAug 20, 2021 to Nov 22, 2021 · Greenwood Village, Co
- W•••• F•••• A••••••• wirehouseDec 10, 2019 to Aug 5, 2021 · Lincoln, Ne
Moves
a registration end followed by a registration begin elsewhere
- E•••••• A••••••• G••••• L•• to A••••••• A••••••• S•••••••• L••left Nov 22, 2021, registered Dec 15, 2021 (23 days) · Other
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Aug 5, 2021, registered Aug 20, 2021 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address