RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• C•••
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2026 · Columbia, Md
- J••• M••••• S••••••••• L•• wirehouseAug 30, 2024 to Mar 22, 2026 · Baltimore, Md
- R•••••• J•••• • A••••••••• I••• national BDJun 27, 2023 to Aug 12, 2024 · Washington, Dc
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 22, 2026, registered Apr 13, 2026 (22 days) · Wirehouse to wirehouse
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Aug 12, 2024, registered Aug 30, 2024 (18 days) · Affiliated broker-dealer or bank to wirehouse
- N••••• C••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-13)Mar 22, 2026 · Advisor changed firm · fact
- N••••• C••• left R•••••• J•••• • A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-08-30)Aug 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address