D••••• W••••

L•• F•••••••• L••BD affiliatedValencia, Cadual registrantIAPD 7129199

Feed of 09/14/2026

Also filed as D••••• W••••••••• D••• W••••

At current firm

1 y

since Oct 11, 2024

In the industry

15 y

since Mar 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 11, 2024 · Valencia, Ca
E••••• J•••• national BD
Sep 28, 2020 to Oct 14, 2024 · Valencia, Ca
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jul 24, 2020 to Sep 29, 2020 · Santa Clarita, Ca
T••••••• I••••••••• M••••••••• I••• BD affiliated
Sep 3, 2019 to Jun 25, 2020 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to L•• F•••••••• L••
left Oct 14, 2024, registered Oct 11, 2024 (-3 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to E••••• J••••
left Sep 29, 2020, registered Sep 28, 2020 (-1 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Oct 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address