RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Jul 28, 2026 · Bostom, Ma
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jul 10, 2026 · South Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 12, 2023 to Mar 31, 2025 · Merrimack, Nh
- S•••••••• A••••••• L•• to B••••••• F• E•••••• • C••••••• I•••••••••left Jul 10, 2026, registered Jul 28, 2026 (18 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- B••••••• D••••• K••••• left S•••••••• A••••••• L•• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2026-07-28)Jul 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address