RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R•• M••••••
- K••• C••••••• L•• independent RIA currentsince Apr 27, 2026 · Jacksonville, Fl
- L••• P••••••• P•••••••• I••• independent RIAOct 18, 2024 to Feb 27, 2026 · Jacksonville, Fl
- V••••••• A•••••••• I••• BD affiliatedAug 16, 2019 to Feb 17, 2022 · Charlotte, Nc
- L••• P••••••• P•••••••• I••• to K••• C••••••• L••left Feb 27, 2026, registered Apr 27, 2026 (59 days) · RIA to RIA
- V••••••• A•••••••• I••• to L••• P••••••• P•••••••• I•••left Feb 17, 2022, registered Oct 18, 2024 (974 days) · Affiliated broker-dealer or bank to independent RIA
- T••••• R•• M•••••• left L••• P••••••• P•••••••• I••• for K••• C••••••• L•• (registered 2026-04-27)Feb 27, 2026 · Advisor changed firm · fact
- T••••• R•• M•••••• left V••••••• A•••••••• I••• for L••• P••••••• P•••••••• I••• (registered 2024-10-18)Feb 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address