RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince May 27, 2026 · Cumming, Ga
- C•••••• S••••• • C••• I••• national BDMay 12, 2025 to Jun 5, 2026 · Alpharetta, Ga
- J••• M••••• S••••••••• L•• wirehouseMay 18, 2022 to Apr 22, 2025 · Atlanta, Ga
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left Jun 5, 2026, registered May 27, 2026 (-9 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Apr 22, 2025, registered May 12, 2025 (20 days) · Wirehouse to affiliated broker-dealer or bank
- L•••• G••••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2026-05-27)Jun 5, 2026 · Advisor changed firm · fact
- L•••• G••••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-05-12)Apr 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address