DFX Intelligence
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Registered advisor
D•••••• J••••• D••••
Feed of 09/14/2026
Also filed as D•••••• J••••• D••••••••• D••••
At current firm
0 y
since Apr 13, 2026
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 13, 2026 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseSep 27, 2022 to Sep 9, 2025 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 9, 2025, registered Apr 13, 2026 (216 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedSep 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address