P•••• E••••• D••••

• S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
  since Jun 10, 2020 · St. Louis, Mo
• O•••• W•••••• I••• BD affiliated
  Nov 17, 1999 to Jun 15, 2020 · St. Louis, Mo
• P•••• F•••••••• A••••••• I•• unclassified
  Oct 13, 1999 to Dec 31, 2011 · St. Louis, Mo

• O•••• W•••••• I••• to S•••••• P••••••• I••••••••• A•••••••• L••
  left Jun 15, 2020, registered Jun 10, 2020 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• P•••• F•••••••• A••••••• I•• to O•••• W•••••• I•••
  left Dec 31, 2011, registered Nov 17, 1999 (-4427 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

45derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address