DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left O•••• W•••••• I••• for S•••••• P••••••• I••••••••• A•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Martha Elizabeth GuyerSt Louis, MoJun 15, 2020Jun 25, 2020
Peter Ernest DolanSt Louis, MoJun 15, 2020Jun 10, 2020
Sean DolanSt Louis, MoJun 15, 2020Jun 10, 2020
Wistar White HoltSt Louis, MoJun 15, 2020Jun 25, 2020
The rule
Registrations ended
Jun 15, 2020
Registered next
Jun 10, 2020 to Jun 25, 2020
Branch state
MO
Cities
1, most in St Louis, Mo
Registered there that day
1,648 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape
Other teams out of O•••• W•••••• I•••Other teams into S•••••• P••••••• I••••••••• A•••••••• L••