RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• Y••••
- F•••••••• F•••••••• A••••••• independent RIA currentsince Oct 27, 2025 · Rocklin, Ca
- C••••••••• P••••••• G•••• independent RIASep 30, 2025 to Oct 24, 2025 · Tuscon, Az
- I••••••••• F•••••••• P••••••• L•• unclassifiedNov 22, 2024 to Dec 22, 2025 · Rocklin, Ca
- W••••••••• F•••••••• P••••••• formerAug 5, 2019 to Oct 23, 2024 · Tuson, Az
- I••••••••• F•••••••• P••••••• L•• to C••••••••• P••••••• G••••left Dec 22, 2025, registered Sep 30, 2025 (-83 days) · Other
- C••••••••• P••••••• G•••• to F•••••••• F•••••••• A•••••••left Oct 24, 2025, registered Oct 27, 2025 (3 days) · RIA to RIA
- W••••••••• F•••••••• P••••••• to I••••••••• F•••••••• P••••••• L••left Oct 23, 2024, registered Nov 22, 2024 (30 days) · Other
- E•••• Y•••• left I••••••••• F•••••••• P••••••• L•• for C••••••••• P••••••• G•••• (registered 2025-09-30)Dec 22, 2025 · Advisor changed firm · fact
- E•••• Y•••• left C••••••••• P••••••• G•••• for F•••••••• F•••••••• A••••••• (registered 2025-10-27)Oct 24, 2025 · Advisor changed firm · fact
- E•••• Y•••• left W••••••••• F•••••••• P••••••• for I••••••••• F•••••••• P••••••• L•• (registered 2024-11-22)Oct 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address