D••••••• D••••• A••••

J••• M••••• S••••••••• L••wirehouseColumbus, Oh dual registrantIAPD 7144247

Feed of 09/15/2026

Also filed as D••••••• V• A••••••••• C• A••••••••• A••••

At current firm

2 y

since Oct 4, 2023

In the industry

23 y

since Jul 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Oct 4, 2023 · Houston, Tx
U•• F•••••••• S••••••• I••• wirehouse
Nov 4, 2022 to Sep 5, 2023 · Houston, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Aug 17, 2022 to Oct 12, 2022 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Sep 5, 2023, registered Oct 4, 2023 (29 days) · Wirehouse to wirehouse
V•••• F•••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••
left Oct 12, 2022, registered Nov 4, 2022 (23 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Sep 5, 2023 · Advisor changed firm · fact
••• Locked
Oct 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address