RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• L••• K•••••
- S• A•••••••• L•• independent RIA currentsince Jul 28, 2025 · Traverse City, Mi
- N••• F•••••••• G••••• I••• formerAug 11, 2023 to Jul 16, 2025 · Houston, Tx
- P•••••••• S••••••••• I••• BD affiliatedOct 30, 2020 to Jul 20, 2023 · Grand Rapids, Mi
- N••• F•••••••• G••••• I••• to S• A•••••••• L••left Jul 16, 2025, registered Jul 28, 2025 (12 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••••• S••••••••• I••• to N••• F•••••••• G••••• I•••left Jul 20, 2023, registered Aug 11, 2023 (22 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• L••• K••••• left N••• F•••••••• G••••• I••• for S• A•••••••• L•• (registered 2025-07-28)Jul 16, 2025 · Advisor changed firm · fact
- C•••••• L••• K••••• left P•••••••• S••••••••• I••• for N••• F•••••••• G••••• I••• (registered 2023-08-11)Jul 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address