T••• M• H•••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Aug 30, 2022 · Georgetown, Tx
• P••• A••••• S••••••••• L•• BD affiliated
  Apr 4, 2022 to May 16, 2022 · Austin, Tx
• E••••• J•••• national BD
  Oct 15, 2019 to Mar 16, 2022 · Robinson, Tx

• P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left May 16, 2022, registered Aug 30, 2022 (106 days) · Affiliated broker-dealer or bank to wirehouse
• E••••• J•••• to P••• A••••• S••••••••• L••
  left Mar 16, 2022, registered Apr 4, 2022 (19 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  May 16, 2022 · Advisor changed firm · fact
• ••• Locked
  Mar 16, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address