RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• C• W•••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 8, 2026 · Flourtown, Pa
- S•••••••• A••••••• L•• national BDNov 23, 2025 to Jun 5, 2026 · Philadelphia, Pa
- W•••• F•••• A••••••• wirehouseApr 2, 2024 to Jun 13, 2024 · Radnor, Pa
- S•••••••• A••••••• L•• to T• P•••••• C••••• W••••• L••left Jun 5, 2026, registered Jun 8, 2026 (3 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to S•••••••• A••••••• L••left Jun 13, 2024, registered Nov 23, 2025 (528 days) · Wirehouse to affiliated broker-dealer or bank
- A•••••••• C• W••••••• left S•••••••• A••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-06-08)Jun 5, 2026 · Advisor changed firm · fact
- A•••••••• C• W••••••• left W•••• F•••• A••••••• for S•••••••• A••••••• L•• (registered 2025-11-23)Jun 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address