DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• N••••• G••••••

N••••• F••••••••independent RIABraintree, MaIA-onlyIAPD 7163123

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• G••••••

At current firm

1 y

since Jul 21, 2025

In the industry

17 y

since Jul 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• F•••••••• independent RIA current
since Jul 21, 2025 · Braintree, Ma
U••• F•••••••• A••••••• former
Apr 14, 2025 to Jul 25, 2025 · Wilmington, De
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 8, 2025 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 3, 2020 to Mar 31, 2025 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

U••• F•••••••• A••••••• to N••••• F••••••••
left Jul 25, 2025, registered Jul 21, 2025 (-4 days) · RIA to a newly registered adviser · moved with a team
S•••••••• A••••••• L•• to U••• F•••••••• A•••••••
left Apr 8, 2025, registered Apr 14, 2025 (6 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move

Signals

A••• N••••• G•••••• left U••• F•••••••• A••••••• for N••••• F•••••••• (registered 2025-07-21)
Jul 25, 2025 · Advisor changed firm · fact
A••• N••••• G•••••• left S•••••••• A••••••• L•• for U••• F•••••••• A••••••• (registered 2025-04-14)
Apr 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address