DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Philip Carl Shaffer
Feed of 09/15/2026
Also filed as Phil Shaffer
At current firm
2 y
since May 2, 2024
In the industry
45 y
since Oct 27, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oneascent Family Offices mixed wealth currentsince May 2, 2024 · Birmingham, Al
- Hamilton Capital independent RIANov 27, 2018 to May 1, 2024 · Marco Island, Fl
- Halite Partners, LLC formerAug 4, 2017 to Dec 31, 2018 · Columbus, Oh
- Morgan Stanley wirehouseJun 1, 2009 to Jun 27, 2017 · Columbus, Oh
- Citigroup Global Markets Inc. BD affiliatedFeb 20, 2001 to Jun 1, 2009 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Hamilton Capital to Oneascent Family Officesleft May 1, 2024, registered May 2, 2024 (1 days) · RIA to RIA
- Halite Partners, LLC to Hamilton Capitalleft Dec 31, 2018, registered Nov 27, 2018 (-34 days) · Other
- Morgan Stanley to Halite Partners, LLCleft Jun 27, 2017, registered Aug 4, 2017 (38 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Philip Carl Shaffer left Hamilton Capital for Oneascent Family Offices (registered 2024-05-02)May 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address