DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••••• F••••• O••••••
Wealth manager with institutional or fund businessBirmingham, AlabamaCRD 323305SEC 801-126924websiteIAPD
Legal name O•••••••• F••••• O••••• L••
Latest filing Aug 14, 2026
First filing on the tape Oct 21, 2022 · 29 filings
SEC status approved since Nov 21, 2022
RAUM
$544M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
45%
$246M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$54.4M
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$544M as of Aug 14, 2026
Mar 22, 2023$0 then
HNW client RAUM$232M as of Aug 14, 2026
Mar 14, 2024$91.9M then
State-registered IARs (5.B.3)11 as of Aug 14, 2026
Mar 22, 20233 then
Employees (5.A)14 as of Aug 14, 2026
Mar 22, 20233 then
Private funds: no history
RAUM +51% over the last fiscal yearIARs 8 to 11offices 5 to 8
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $60.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 54%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.0derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +51%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +81%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $10.4M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$291M53%
- High-net-worth individuals$232M43%
- Individuals$13.6M2.5%
- Corporations and businesses$5.5M1.0%
- Pension and profit-sharing plans$2.0M0.4%
- Individual clients
- 43reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 292reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.4M for 24 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.45 fund_share=0.0 institutional_share=0.54 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••• C••• S•••••• | Westerville, Oh | May 2, 2024 | 45 y | 4 |
| L•••• C••••• J•••• | Golden, Co | Oct 10, 2024 | 11 y | 0 |
| Y••••• V••••••• G••••• | Myrtle Beach, Sc | Jun 29, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
- T••••• J•••• C•••• to W•••••• A•••••••• L••Apr 27, 2026 · RIA to RIA
Joined, latest
- P••••• C••• S•••••• from H••••••• C••••••May 2, 2024 · RIA to RIA
- M••••• N••••• S•••• from S•••••• F•••••••• G••••Feb 15, 2024 · Other
- T••••• J•••• C•••• from O•••••••• W••••• M•••••••••Nov 21, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• T•••••• J•••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- G••••• R•••••• W•••• · Chief Operating Officercontrolsince 10/2022 · owns less than 5%
- P••••••• H••••• N•••• · Managing Membercontrolsince 10/2022 · owns less than 5%
- P••••••• H••••• N•••• · Managing Membercontrolsince 10/2022 · owns 75% or more of O•••••••• H••••••• L••
Entity owners
- O•••••••• H••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- O•••••••• C••••••investment adviserpooled vehicle sponsornRAUM $55.6M
- O•••••••• F•••••••• S••••••• L••investment advisernRAUM $3.5B
- O•••••••• I••••••••• S••••••••• L••investment advisernRAUM $987M
- O•••••••• W••••• M•••••••••investment advisernRAUM $476M
Advisers that list O•••••••• F••••• O•••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 9 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Myrtle Beach, SC1 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Aug 14, 2026institutional share of RAUM of 54% against a peer median of 2% (1482 comparable advisers, 98.0th percentile, 17.7 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 98% percentile
- RAUM up 50 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $360,161,542 to $544,486,722 (+51.0%) between the annual amendments of 2025-03-20 and 2026-04-28; the peer median change was +16.0% (1385 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 94% percentile
- office count surgeChange between filings · filing Apr 28, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-20 and 2026-04-28; the peer median change was 0.0% (233 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 168 to 292Feb 6, 2026 to Mar 6, 2026
- Advisory employees · 6 to 10Feb 6, 2026 to Mar 6, 2026
- HNW clients · 27 to 35Feb 6, 2026 to Mar 6, 2026
- Individual clients · 16 to 43Feb 6, 2026 to Mar 6, 2026
- Assets in custody · $14.3M to $10.4MFeb 6, 2026 to Mar 6, 2026
- Employees · 10 to 14Feb 6, 2026 to Mar 6, 2026
- State-registered IARs · 8 to 11Feb 6, 2026 to Mar 6, 2026
- Other offices · 6 to 8Feb 6, 2026 to Mar 6, 2026
- Discretionary RAUM · $356M to $510MFeb 6, 2026 to Mar 6, 2026
- HNW RAUM · $110M to $232MFeb 6, 2026 to Mar 6, 2026
- Individual RAUM · $4.4M to $13.6MFeb 6, 2026 to Mar 6, 2026
- Non-discretionary RAUM · $3.9M to $34.4MFeb 6, 2026 to Mar 6, 2026
- Pension RAUM · $443,249 to $2.0MFeb 6, 2026 to Mar 6, 2026
- RAUM · $360M to $544MFeb 6, 2026 to Mar 6, 2026
- Other offices · 5 to 6May 12, 2025 to Aug 29, 2025
- Financial planning clients · 1-10 to 1-10Mar 20, 2025 to May 12, 2025
- Accounts · 98 to 168Dec 17, 2024 to Mar 20, 2025
- Advisory employees · 2 to 6Dec 17, 2024 to Mar 20, 2025
- HNW clients · 20 to 27Dec 17, 2024 to Mar 20, 2025
- Individual clients · unset to 16.0Dec 17, 2024 to Mar 20, 2025
- Assets in custody · $18.2M to $14.3MDec 17, 2024 to Mar 20, 2025
- Employees · 4 to 10Dec 17, 2024 to Mar 20, 2025
- Insurance-licensed employees · 3 to 6Dec 17, 2024 to Mar 20, 2025
- State-registered IARs · 3 to 8Dec 17, 2024 to Mar 20, 2025
- Other offices · 4 to 5Dec 17, 2024 to Mar 20, 2025
- Discretionary RAUM · $91.9M to $356MDec 17, 2024 to Mar 20, 2025
- HNW RAUM · $91.9M to $110MDec 17, 2024 to Mar 20, 2025
- Individual RAUM · $1.9M to $4.4MDec 17, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $1.8M to $3.9MDec 17, 2024 to Mar 20, 2025
- Pension RAUM · unset to 443249.0Dec 17, 2024 to Mar 20, 2025
- RAUM · $93.8M to $360MDec 17, 2024 to Mar 20, 2025
- Other offices · 3 to 4Aug 2, 2024 to Oct 14, 2024
- Other offices · 2 to 3May 1, 2024 to Aug 2, 2024
- Other offices · 0 to 2Apr 25, 2024 to May 1, 2024
- Accounts · 0 to 98Dec 13, 2023 to Mar 14, 2024
- HNW clients · unset to 20.0Dec 13, 2023 to Mar 14, 2024
- Assets in custody · unset to 18164223.0Dec 13, 2023 to Mar 14, 2024
- Custody of client assets · false to trueDec 13, 2023 to Mar 14, 2024
- Employees · 3 to 4Dec 13, 2023 to Mar 14, 2024
- Financial planning clients · 0 to 1-10Dec 13, 2023 to Mar 14, 2024
Signals
5 dated events
- Y••••• V••••••• G••••• no longer holds an investment adviser registration (last listed at O•••••••• F••••• O•••••• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- T••••• J•••• C•••• left O•••••••• F••••• O•••••• for W•••••• A•••••••• L•• (registered 2026-05-07)Apr 27, 2026 · Advisor changed firm · fact
- O•••••••• F••••• O•••••• reported RAUM $544.5M, up 51% from $360.2M (2026-02-06 to 2026-03-06)Mar 6, 2026 · RAUM change · derived
- O•••••••• F••••• O•••••• reported RAUM $360.2M, up 284% from $93.8M (2024-12-17 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- O•••••••• F••••• O••••• filed its initial SEC registration (Form ADV)Oct 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•••••••• F••••• O•••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- wealth@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- info@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- abradshaw@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amanton@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ashley.alliston@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bbishop@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bbounds@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- chad.harrison@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- choerlein@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- chris.ewing@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cpearson@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cwatkins@oneascent.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026