DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••• A•••••• M••••••

S••••• W••••• A•••••••• I•••no RAUMOrlando, Fldual registrantIAPD 7168471

Feed of 09/14/2026

Also filed as E•••••• M••••••

At current firm

2 y

since Feb 16, 2024

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Feb 16, 2024 · Orlando, Fl
W•••• F•••• A••••••• wirehouse
Dec 8, 2022 to Jan 24, 2024 · St. Louis, Mo
C•••••••• F•••••••• G•••• A••••••• former
Mar 1, 2022 to Nov 21, 2022 · Heathrow, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 19, 2020 to Mar 15, 2022 · Lake Mary, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S••••• W••••• A•••••••• I•••
left Jan 24, 2024, registered Feb 16, 2024 (23 days) · Other
C•••••••• F•••••••• G•••• A••••••• to W•••• F•••• A•••••••
left Nov 21, 2022, registered Dec 8, 2022 (17 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• F•••••••• G•••• A•••••••
left Mar 15, 2022, registered Mar 1, 2022 (-14 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E•••••• A•••••• M•••••• left W•••• F•••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2024-02-16)
Jan 24, 2024 · Advisor changed firm · fact
E•••••• A•••••• M•••••• left C•••••••• F•••••••• G•••• A••••••• for W•••• F•••• A••••••• (registered 2022-12-08)
Nov 21, 2022 · Advisor changed firm · fact
E•••••• A•••••• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• F•••••••• G•••• A••••••• (registered 2022-03-01)
Mar 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address