DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul Jacques Stawinski

Garden State Investment Advisory Services, LLCindependent RIARed Bank, Njdual registrantIAPD 717063

Feed of 09/14/2026

Also filed as Paul Jacques Stawinski

At current firm

3 y

since Apr 13, 2023

In the industry

29 y

since Mar 5, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Garden State Investment Advisory Services, LLC independent RIA current
since Apr 13, 2023 · Red Bank, Nj
Summit Financial, LLC BD affiliated
Sep 2, 2022 to Mar 22, 2023 · New York, Ny
Osaic Fa, Inc. former
Jan 5, 2022 to Sep 14, 2022 · New York, Ny
Equitable Advisors, LLC national BD
Jun 1, 2005 to Aug 25, 2006 · New York, Ny
Mony Securities Corporation unclassified
Apr 16, 2001 to Jun 1, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Summit Financial, LLC to Garden State Investment Advisory Services, LLC
left Mar 22, 2023, registered Apr 13, 2023 (22 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Fa, Inc. to Summit Financial, LLC
left Sep 14, 2022, registered Sep 2, 2022 (-12 days) · Affiliated broker-dealer or bank to another
Equitable Advisors, LLC to Osaic Fa, Inc.
left Aug 25, 2006, registered Jan 5, 2022 (5612 days) · Affiliated broker-dealer or bank to another
Mony Securities Corporation to Equitable Advisors, LLC
left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move

Signals

Paul Jacques Stawinski left Summit Financial, Llc for Garden State Investment Advisory Services, Llc (registered 2023-04-13)
Mar 22, 2023 · Advisor changed firm · fact
Paul Jacques Stawinski left Osaic Fa, Inc. for Summit Financial, Llc (registered 2022-09-02)
Sep 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address