DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• W••••

L•• F•••••••• L••BD affiliatedGlendale, Az dual registrantIAPD 7173779

Feed of 09/14/2026

Also filed as Ben W••••

At current firm

0 y

since May 22, 2026

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 22, 2026 · Goodyear, Az
K•• I••••••••• S••••••• L•• BD affiliated
Jul 15, 2024 to Apr 29, 2026 · Elma, Ny
J••• M••••• S••••••••• L•• wirehouse
Feb 1, 2024 to Jun 4, 2024 · Plano, Tx
A••••••••• I••• BD affiliated
Jul 27, 2022 to Oct 10, 2022 · Phoenix, Az
C•••••• S••••• • C••• I••• national BD
Apr 29, 2021 to Jun 23, 2022 · Phoenix, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 20, 2020 to Apr 9, 2021 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

K•• I••••••••• S••••••• L•• to L•• F•••••••• L••
left Apr 29, 2026, registered May 22, 2026 (23 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••
left Jun 4, 2024, registered Jul 15, 2024 (41 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• I••• to J••• M••••• S••••••••• L••
left Oct 10, 2022, registered Feb 1, 2024 (479 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to A••••••••• I•••
left Jun 23, 2022, registered Jul 27, 2022 (34 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Apr 9, 2021, registered Apr 29, 2021 (20 days) · Wirehouse to affiliated broker-dealer or bank

Signals

B••••••• W•••• left K•• I••••••••• S••••••• L•• for L•• F•••••••• L•• (registered 2026-05-22)
Apr 29, 2026 · Advisor changed firm · fact
B••••••• W•••• left J••• M••••• S••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2024-07-15)
Jun 4, 2024 · Advisor changed firm · fact
B••••••• W•••• left A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-02-01)
Oct 10, 2022 · Advisor changed firm · fact
B••••••• W•••• left C•••••• S••••• • C••• I••• for A••••••••• I••• (registered 2022-07-27)
Jun 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address