RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••••••• A•••••• A••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince May 14, 2025 · Tampa, Fl
- F••••• I••••••••• independent RIAMay 12, 2022 to May 7, 2025 · Plano, Tx
- P••••••• C•••••• A••••••• C••••••••• formerJan 31, 2020 to Mar 31, 2022 · Denver, Co
- F••••• I••••••••• to E•••••• F•••••••• E••••••left May 7, 2025, registered May 14, 2025 (7 days) · RIA to RIA
- P••••••• C•••••• A••••••• C••••••••• to F••••• I•••••••••left Mar 31, 2022, registered May 12, 2022 (42 days) · RIA to RIA
- I••••••• A•••••• A•••••• left F••••• I••••••••• for E•••••• F•••••••• E•••••• (registered 2025-05-14)May 7, 2025 · Advisor changed firm · fact
- I••••••• A•••••• A•••••• left P••••••• C•••••• A••••••• C••••••••• for F••••• I••••••••• (registered 2022-05-12)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address