RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• B•••
- F•••••• independent RIA currentsince Jan 14, 2025 · Duluth, Mn
- G•••• W••••• F•••••••• independent RIAApr 14, 2022 to Jan 16, 2025 · Minnetonka, Mn
- A••••••••• W••••• P••••••• independent RIAOct 4, 2019 to Apr 28, 2022 · Duluth, Mn
- G•••• W••••• F•••••••• to F••••••left Jan 16, 2025, registered Jan 14, 2025 (-2 days) · RIA to RIA
- A••••••••• W••••• P••••••• to G•••• W••••• F••••••••left Apr 28, 2022, registered Apr 14, 2022 (-14 days) · RIA to a newly registered adviser · moved with a team
- J•••• A•••• B••• left G•••• W••••• F•••••••• for Farther (registered 2025-01-14)Jan 16, 2025 · Advisor changed firm · fact
- J•••• A•••• B••• left A••••••••• W••••• P••••••• for G•••• W••••• F•••••••• (registered 2022-04-14)Apr 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address