RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• M•••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 16, 2026 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedSep 28, 2021 to Dec 18, 2025 · Fort Mill, Sc
- M••••• S•••••• wirehouseOct 18, 2020 to Sep 22, 2021 · Columbus, Oh
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Dec 18, 2025, registered Jan 16, 2026 (29 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to L•• F•••••••• L••left Sep 22, 2021, registered Sep 28, 2021 (6 days) · Wirehouse to affiliated broker-dealer or bank
- G••••• M••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-16)Dec 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address