RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2026 · Georgetown, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 17, 2024 to Apr 2, 2026 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 21, 2020 to Apr 16, 2024 · Venice, Fl
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 2, 2026, registered Apr 1, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 16, 2024, registered Apr 17, 2024 (1 days) · Wirehouse to wirehouse · moved with a team
- J•••• B••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-01)Apr 2, 2026 · Advisor changed firm · fact
- J•••• B••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2024-04-17)Apr 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address