RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• E•••• J••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 24, 2026 · Schaumburg, Il
- W•••• F•••• A••••••• wirehouseOct 18, 2021 to May 28, 2026 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseJan 23, 2020 to Sep 12, 2021 · Evanston, Il
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 28, 2026, registered Jun 24, 2026 (27 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 12, 2021, registered Oct 18, 2021 (36 days) · Wirehouse to wirehouse
- J••••••• E•••• J•••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-06-24)May 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address