DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••••• C••••••• L••
Latest filing Jun 9, 2026
First filing on the tape Feb 9, 2012 · 31 filings
SEC status approved since Apr 2, 2014
RAUM
$319M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$319M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$79.9M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$319M as of Jun 9, 2026
Feb 9, 2012$81.9M then
HNW client RAUM$281M as of Jun 9, 2026
Mar 21, 2018$100M then
State-registered IARs (5.B.3)4 as of Jun 9, 2026
Feb 9, 20120 then
Employees (5.A)9 as of Jun 9, 2026
Mar 26, 20154 then
Private funds: no history
RAUM +11% over the last fiscal year+8.4% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $586,190derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$281M88%
- Individuals$38.0M12%
- Pension and profit-sharing plans$505,5930.2%
- Individual clients
- 113reported
- HNW clients
- 78reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 545reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• J•••• T••••• | Jackson, Ms | May 17, 2012 | 42 y | 3 |
| L••••••• M•••••• T••••• | Jackson, Ms | May 20, 2025 | 16 y | 0 |
| T•••• G•••• R•••••• | Jackson, Ms | Feb 3, 2026 | 10 y | 0 |
| S••••• C••••• R••••••• | Jackson, Ms | Apr 23, 2026 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- J•••• T•••• R••• to E••••••• F•••••••• P•••••••• L••May 4, 2026 · RIA to RIA
- B•••••• B••••••• to C•••••• P••••• W••••• M•••••••••Jan 27, 2025 · RIA to RIA
- L•• A••••••• G•••••• to S••••••••• A•••••• A•••••••• I•••Apr 5, 2023 · RIA to affiliated broker-dealer or bank
- K•••• L•• A•••• to W•••• F•••• A•••••••Mar 30, 2016 · Other
- J•••• R•••••• M••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 25, 2015 · Other
- K••• W•••••• H••••• to T•• F•••••••• A•••••••• L••Jan 20, 2012 · Other
Joined, latest
- B•••••• B••••••• from C••••••• S••••••• L•••Aug 28, 2023 · RIA to RIA
- S••••• J•••• T••••• from W•••• F•••• A•••••••May 17, 2012 · Other
- K•••• L•• A•••• from W•••• F•••• A•••••••May 1, 2009 · Other
- K••• W•••••• H••••• from W•••• F•••• A•••••••May 1, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• S•••••• J•••• · Managing Member/Chief Compliance Officercontrolsince 01/2005 · owns 75% or more
- T•••••• L••••• M•••••• · Member/Treasurersince 07/2007 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jackson, Ms · principal | 4 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New Orleans, LA1 employees
What changed
consecutive filings, newest first
- Accounts · 511 to 545Dec 11, 2025 to Mar 27, 2026
- Advisory employees · 2 to 4Dec 11, 2025 to Mar 27, 2026
- HNW clients · 77 to 78Dec 11, 2025 to Mar 27, 2026
- Individual clients · 111 to 113Dec 11, 2025 to Mar 27, 2026
- Employees · 6 to 9Dec 11, 2025 to Mar 27, 2026
- State-registered IARs · 2 to 4Dec 11, 2025 to Mar 27, 2026
- Discretionary RAUM · $282M to $317MDec 11, 2025 to Mar 27, 2026
- HNW RAUM · $253M to $281MDec 11, 2025 to Mar 27, 2026
- Individual RAUM · $33.2M to $38.0MDec 11, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $5.2M to $2.5MDec 11, 2025 to Mar 27, 2026
- Pension RAUM · $356,003 to $505,593Dec 11, 2025 to Mar 27, 2026
- RAUM · $287M to $319MDec 11, 2025 to Mar 27, 2026
- Accounts · 536 to 511Feb 23, 2024 to Mar 27, 2025
- HNW clients · 73 to 77Feb 23, 2024 to Mar 27, 2025
- Individual clients · 119 to 111Feb 23, 2024 to Mar 27, 2025
- Pension plan clients · 3 to 2Feb 23, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Feb 23, 2024 to Mar 27, 2025
- State-registered IARs · 3 to 2Feb 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $266M to $282MFeb 23, 2024 to Mar 27, 2025
- HNW RAUM · $238M to $253MFeb 23, 2024 to Mar 27, 2025
- Individual RAUM · $30.4M to $33.2MFeb 23, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $4.5M to $5.2MFeb 23, 2024 to Mar 27, 2025
- Pension RAUM · $2.2M to $356,003Feb 23, 2024 to Mar 27, 2025
- RAUM · $270M to $287MFeb 23, 2024 to Mar 27, 2025
- Accounts · 501 to 536Mar 22, 2023 to Feb 23, 2024
- HNW clients · 70 to 73Mar 22, 2023 to Feb 23, 2024
- Individual clients · 122 to 119Mar 22, 2023 to Feb 23, 2024
- Employees · 7 to 6Mar 22, 2023 to Feb 23, 2024
- Discretionary RAUM · $246M to $266MMar 22, 2023 to Feb 23, 2024
- HNW RAUM · $217M to $238MMar 22, 2023 to Feb 23, 2024
- Individual RAUM · $32.2M to $30.4MMar 22, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $4.5M to $4.5MMar 22, 2023 to Feb 23, 2024
- Pension RAUM · $1.8M to $2.2MMar 22, 2023 to Feb 23, 2024
- RAUM · $251M to $270MMar 22, 2023 to Feb 23, 2024
- Accounts · 538 to 501Feb 28, 2022 to Mar 22, 2023
- Advisory activities · 4 to 5Feb 28, 2022 to Mar 22, 2023
- HNW clients · 53 to 70Feb 28, 2022 to Mar 22, 2023
- Individual clients · 131 to 122Feb 28, 2022 to Mar 22, 2023
- Pension plan clients · 0 to 3Feb 28, 2022 to Mar 22, 2023
- Discretionary RAUM · $253M to $246MFeb 28, 2022 to Mar 22, 2023
Signals
4 dated events
- J•••• T•••• R••• left W••••••••• C••••••• L•• for E••••••• F•••••••• P•••••••• L•• (registered 2026-07-06)May 4, 2026 · Advisor changed firm · fact
- B•••••• B••••••• left W••••••••• C••••••• L•• for C•••••• P••••• W••••• M••••••••• (registered 2025-02-12)Jan 27, 2025 · Advisor changed firm · fact
- L•• A••••••• G•••••• left W••••••••• C••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2023-03-07)Apr 5, 2023 · Advisor changed firm · fact
- W••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 6, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@wealthviewcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-910-5400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-981-4195reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 601-981-4040reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANYW•••••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 601-981-4040reportedpublic record, Form ADV, Jun 9, 2026
- Contact form
- wealthviewcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wealthviewcapital.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026