DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• D• P••••••••

O•••• I••••••••• I•••BD affiliatedConnellsville, Padual registrantIAPD 7186821

Feed of 09/14/2026

Also filed as Scott Pritchard

At current firm

1 y

since Jan 21, 2025

In the industry

18 y

since Oct 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• I••••••••• I••• BD affiliated current
since Jan 21, 2025 · Connellsville, Pa
E••••• J•••• national BD
Apr 8, 2024 to Jan 22, 2025 · Jefferson Hills, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 29, 2022 to Sep 12, 2023 · Monroeville, Pa
C••••••• S••••••••• I••• BD affiliated
Aug 9, 2021 to Apr 29, 2022 · Fayetteville, Ny
B••••••••• C•••••• M••••••••• L•• independent RIA
Nov 11, 2020 to Jul 29, 2021 · Wheaton, Il

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to O•••• I••••••••• I•••
left Jan 22, 2025, registered Jan 21, 2025 (-1 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to E••••• J••••
left Sep 12, 2023, registered Apr 8, 2024 (209 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
left Apr 29, 2022, registered Apr 29, 2022 (0 days) · Affiliated broker-dealer or bank to another
B••••••••• C•••••• M••••••••• L•• to C••••••• S••••••••• I•••
left Jul 29, 2021, registered Aug 9, 2021 (11 days) · RIA to affiliated broker-dealer or bank

Signals

S•••• D• P•••••••• left E••••• J•••• for O•••• I••••••••• I••• (registered 2025-01-21)
Jan 22, 2025 · Advisor changed firm · fact
S•••• D• P•••••••• left C••••• I••••••••• A••••••• L•• for E••••• J•••• (registered 2024-04-08)
Sep 12, 2023 · Advisor changed firm · fact
S•••• D• P•••••••• left C••••••• S••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-04-29)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address