RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 27, 2025 · Tampa, Fl
- F••••• I••••••••• independent RIAMar 12, 2024 to Mar 13, 2025 · Tampa, Fl
- F•••••• F•••••••• A•••••••• L•• BD affiliatedAug 17, 2022 to Feb 12, 2024 · Tampa, Fl
- F••••• I••••••••• to M••••• S••••••left Mar 13, 2025, registered Mar 27, 2025 (14 days) · RIA to wirehouse
- F•••••• F•••••••• A•••••••• L•• to F••••• I•••••••••left Feb 12, 2024, registered Mar 12, 2024 (29 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A•••••• J• L••• left F••••• I••••••••• for M••••• S•••••• (registered 2025-03-27)Mar 13, 2025 · Advisor changed firm · fact
- A•••••• J• L••• left F•••••• F•••••••• A•••••••• L•• for F••••• I••••••••• (registered 2024-03-12)Feb 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address